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Related Documents
U.S. Securities and Exchange Commission ("SEC") Documents
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The original approved Distribution Plan was modified on June 5, 2009 to include one minor change: the definition of Fund Family IDC was expanded to include IDCs retained in connection with state enforcement or regulatory proceedings in related market timing cases.
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Other Documents
Reissue Forms
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Record Owner Reissue
IRA Distribution Form
For use by individuals who received a check written to their IRA and no longer maintain
an IRA.
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Record Owner
Reissue Non-IRA Distribution Form
For use by individuals who received a check as part of a Retirement Plan or a Defined
Benefit Plan and the Plan or employer no longer exists.
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Beneficiary Reissue
IRA Distribution Form
For use by beneficiaries or guardians who received a check written to an individual’s
IRA and should be reissued to the beneficiary or guardian.
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Beneficiary
Reissue Non-IRA Distribution Form
For use by beneficiaries or guardians who received a check written to an individual
as part of a Retirement Plan or a Defined Benefit Plan and should be reissued to
the beneficiary or guardian.
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Affidavit of Authenticity
For use in conjunction with all of the above reissue forms. The Affidavit of Authenticity
attests that any and all supporting documents submitted to the Fund Administrator
have not been altered, amended, or otherwise modified in any way, and must accompany
your request for a check reissue.
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